WIDEN provided Corporate Governance & Complaints Advisory support, focusing on process and documentation, not legal advice.
The engagement included:
1. Discovery & Risk Mapping
- Reviewed how complaints were currently received and handled
- Identified decision points and escalation gaps
- Mapped real-world behaviour (not just written practice)
2. Complaints Handling Framework
- Implemented a simple complaints handling policy
- Developed a step-by-step complaints procedure
- Clarified response timeframes and escalation points
3. Decision & Escalation Structure
- Defined who could decide routine matters
- Identified when senior management involvement was required
- Introduced a pause-and-escalate rule for sensitive issues
4. Record-Keeping & Documentation
- Introduced a complaints register
- Provided neutral response templates
- Implemented a basic decision log for consistency
5. Manager Walkthrough
- Conducted a practical walkthrough with the owner and key manager
- Explained what to do when complaints arise
- Focused on calm, consistent, and defensible behaviour